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RegTech for Compliance? Here Is Why It Is So Popular
Nearly a fifth (18%) of global systemically important banks (G-SIBs) that use RegTech cite regulatory approach as the most significant challenge of...
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8 RegTech Trends and How Companies Can Benefit
With legislative concerns at the top of compliance teams’ to-do lists, there has never been a greater call for innovative solutions to help...
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ComplyLog Helps NTE Process Move Towards its Corporate Sustainability Goals
A positive company culture is essential to drive organisations towards sustainability in their operations. With an evolving ecosystem of legislation...
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How the EU Listing Act Might Change MAR Compliance
In December 2022, the European Commission (EC) presented three proposals for facilitating an easier and less burdensome route onto the EU’s public...
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ADVANT Nctm Partners with ComplyLog to Help SMEs Ensure Compliance
ADVANT is an association for law firms across the European Union, with offices in major cities including Milan, Rome, Genoa, London and Shanghai. It...
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This is your official confirmation. Thank you for joining ComplyLog Newsletter. While you wait for the next issue of ComplyLog, check out the latest articles and references.
What Are Market Soundings Under the Market Abuse Regulation?
The EU’s Market Abuse Regulation (MAR) came into effect in July 2016, with the European Securities and Markets Authority (ESMA) defining the rules...
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4 Reasons You Need A Market Abuse Policy (And How To Create One)
Organisations around the European Union are increasingly aware of the need to strengthen their internal policies to ensure compliance with a range of...
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Measure Conduct Risk: 7 Key Risk Indicators To Track
Conduct risk is a relatively recent arrival on the risk landscape. Of course, people have always broken rules, especially those whereby they can...
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MiFID II And Market Abuse: The Requirements You Should Be Aware Of
In the wake of the financial crisis of 2008, the EU began working to restore confidence in the financial markets. The European Commission admitted in...
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